We will help design a program that will be approved by your board to reasonably ensure that the company detects and reports any suspicious activity. It will be in compliance with the AML Rules and Finra among others.
With regulatory developments, new rules and enforcement coming thick and fast, we know you have to act quickly. We can help you define programs of work and provide you with the right expertise and resources to implement complex changes successfully.
If you need to brush up your knowledge, stay abreast of developments or get to grips with new rules or the latest regulatory thinking, our subject-matter experts can run practical training sessions through a network of trusted partners.